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IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
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CLINTON A. KRISLOV
and
JOAN A. SULLIVAN,
individually and on behalf of all others similarly
situated,
Plaintiffs,
v.
WANDA L. REDNOUR,
Chairman of
the State Board of
Elections;
HANNELORE HUISMAN,
Vice Chairman of the State
Board of Elections;
RONALD D. MICHAELSON,
Executive Director of
the State Board of
Elections; and
KENNETH R. BOYLE,
JUDITH A.
JONES, MITCHELL P.
KOBELINSKI,
DAVID E. MURRAY,
LANGDON D. NEAL,
and
THERESA M. PETRONE,
Members of the State
Board of Elections,
Defendants.
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No. 96 C 674 |
MEMORANDUM OPINION AND ORDER
In 1996, Clinton Krislov ran for the
Democratic party’s nomination as a U.S. Senator, while Joan
Sullivan sought nomination as a Representative in the U.S.
House of Representatives. Pursuant to the Illinois Election
Code, as administered by the Illinois State Board of
Elections, to be placed on the primary ballot, a candidate
must gather a requisite number of valid nominating signatures.
The plaintiffs’ nominating petitions contained more than the
requisite number of signatures, but objectors challenged the
validity of these signatures on various grounds set forth in
the Election Code, including that the circulators that
collected signatures on the petitions were not registered
voters in the political division the plaintiffs were seeking
nomination.
Fighting these objections consumed time and
resources; Mr. Krislov withdrew from the race, and Ms.
Sullivan lost her bid for the nomination. As a result, Mr.
Krislov brought this action, alleging that certain provisions
of the Illinois Election Code and certain procedures and
practices of the State Board of Elections violated their First
and Fourteenth Amendment Rights. Joan Sullivan was added as a
named plaintiff in the Amended Class Action Complaint which
sought class-wide declaratory and injunctive relief pursuant
to 42 U.S.C. § 1983.
I granted the plaintiffs’ motion for class
certification but dismissed some of their claims. The parties
thereafter settled all but one of the claims. On July 7, 1999,
after the Supreme Court ruled on a very similar case, I
granted summary judgment for the plaintiffs on the issue that
the Election Code’s requirement that a petition circulator
be a registered voter in the candidate’s political division
is unconstitutional. Based on the grant of summary judgment,
the plaintiffs move here for attorneys’ fees and costs under
42 U.S.C. § 1988. The Defendants object claiming, first, that
Mr. Krislov is not entitled to any fees because he represented
himself, and second, that the attorneys’ fees and costs
sought are unreasonable.
II.
The defendants argue that the plaintiffs are
not entitled to any attorneys’ fees because Mr. Krislov
essentially represented himself in this lawsuit, which they
deem a class action in name only. The defendants claim that
there was limited contact with the other plaintiffs –
including Ms. Sullivan, none of whom were ever contacted
regarding dispositive motions or settlement negotiations.
According to the defendants, Mr. Krislov was the only
plaintiff who suffered actual harm or was involved in the
lawsuit in any meaningful manner. Because Mr. Krislov’s own
firm represented him and the "plaintiff class," the
defendants claim that no attorneys’ fees may be awarded.
They rely upon Kay v. Ehrler, 499 U.S. 432, 438 (1991),
in which the Supreme Court held that an attorney who,
representing himself, successfully challenged a Kentucky
ballot restriction statute was not entitled to attorneys’
fees under the fee provision of 42 U.S.C. § 1988.
The plaintiffs first claim Kay does not
apply because Krislov & Associates, not Mr. Krislov
himself, was counsel in this litigation. This argument, that
Mr. Krislov should be treated separately from the law firm
that bears his name, and in which he is the only partner, is
unconvincing. It is impossible to believe that Mr. Krislov was
not calling the shots in this lawsuit, and he admits as much
in the affidavit submitted along with the fee petition. Next,
plaintiffs argue that the Kay rule does not apply
where, as here, an attorney represents himself and other
parties to the litigation. They rely upon Schneider v.
Colegio De Abogados De Puerto Rico, 187 F. 3d 30 (1st Cir.
1999), in which the First Circuit distinguished Kay and
granted attorneys’ fees to a plaintiff who represented
himself and another attorney in a lawsuit which succeeded in
invalidating the use of bar dues for ideological purposes by
the mandatory bar of Puerto Rico. In so holding, the court
stated:
The first question is whether any fees
should be awarded in light of the fact that attorney
Schneider was a plaintiff as well as counsel. Here, Ramos
is a plaintiff and Schneider also represented Ramos; the
fees incurred by plaintiffs are essentially the same
whether or not Schneider was also a plaintiff. ... Thus,
in our view, the prohibition in Kay against
awarding attorney’s fees to an attorney pro se litigant
does not apply.
Schneider, 187 F.3d at 32.
The Court’s holding in Kay, which
creates a limited exception to the general policy in favor or
recovery of attorneys’ fees, is narrow: a pro se
plaintiff, even one who is an attorney, is not entitled to an
award of attorneys’ fees under 42 U.S.C. § 1998. Kay v.
Ehrler, 499 U.S. 432, 438 (1991). Mr. Krislov was not a
pro se plaintiff, so Kay does not control here. Were he
the only plaintiff, he would be entitled to no attorneys’
fees under Kay, but Ms. Sullivan is also a named
plaintiff, the plaintiff class was certified, and Krislov
& Associates was deemed adequate class counsel. The Kay
Court stated that "the word ‘attorney’ assumes an
agency relationship as the predicate for an award under §
1988." Id. At 436. Here, an attorney relationship
existed between Mr. Krislov, Ms. Sullivan, and the rest of the
plaintiff class, so the predicate is met.
As to defendants’ argument that this case
has always been about only one plaintiff, Mr. Clinton Krislov,
it is true that Mr. Krislov instituted this action because of
events which occurred during his primary campaign, and he was
the most obviously harmed by the restrictions. Nonetheless, he
was not proceeding pro se. Oxendine v. Williams, 509
F.2d 1405 (4th Cir. 1975) (a pro se plaintiff cannot bring a
class action). Moreover, his actions have changed the process
for becoming a candidate and presumably opened up the
democratic process. To this extent, Mr. Krislov has done a
service to the citizens of Illinois, who may have been harmed
either because they wished to run for office or because their
choices were limited by these procedures. It is
well-established that a prevailing plaintiff under civil
rights legislation should receive attorneys’ fees almost as
a matter of course. Bond v. Stanton, 630 F 2d 1231,
1233 (7th Cir. 1980) (quoting Davis v. Murphy, 587 F.2d 362,
364 (7th Cir. 1978)). The Supreme Court has previously
recognized that Congressional policy favors private
enforcement of civil rights acts and mandates a liberal
construction of attorney’s fees statutes. Texas State
Teachers Association v Garland Independent School District,
489 U.S. 782 (1989). I doubt the Court intended to extend Kay
to prohibit attorneys’ fees in all situations where an
attorney-client relationship exists, but the attorney also has
a personal interest in the outcome of the case and any fees
awarded. I therefore conclude that Kay does not
preclude the plaintiffs from recovering reasonable attorneys’
fees.
III.
Having determined that Mr. Krislov may seek
attorneys’ fees, I must now determine what award is
appropriate. As a threshold matter, a party prevails for
purposes of 42 U.S.C. § 1988 if it succeeds on a
"significant issue in the litigation which achieves some
of the benefits the plaintiffs sought in bringing suit." Zabkowicz
v. West Bend Co., 789 F. 2d 540, 548 (7th Cir. 1986). As I
stated above, the plaintiffs, having won summary judgment,
have prevailed on a significant issue of constitutional law
and achieved a vindication of civil rights for the benefit of
voters and candidates in Illinois. As such, they are entitled
to their reasonable attorneys’ fees.
To calculate attorneys’ fees under Section
1988, I begin with the number of hours reasonably expended on
the case multiplied by a reasonable hourly rate, then look to
other factors which may lead to an upward or downward
adjustment of the fee. Hensley v. Eckerhart, 461 U.S.
at 433-37; Gekas Atty. Registration &
Disciplinary Comm’n, 793 F. 2d 846, 851-52 (7th Cir.
1986). The defendants object to the hourly rates charged, the
hours expended, and the costs incurred by the plaintiffs’
attorneys.
A. Rates
Reasonable hourly rates for attorneys’ fees
awarded under §1988 are "based on market rates for
services rendered." Gusman v. Unisys Corp., 986 F.
2d 1146, 1150 (7th Cir. 1993). The market rate is "the
rate that lawyers of similar ability and experience in the
community normally charge their paying clients for the type of
work in question." McNabola v. Chicago Transit Auth. 10
F.3d 501, 519 (7th Cir. 1993) (citation omitted). The burden
of proving the market rate is on the plaintiff, although once
an attorney provides evidence establishing his market rate,
the defendant then must demonstrate why a lower rate should be
awarded. See People Who Care v. Rockford Bd. Of Educ.,
90 F.3d 1307, 1313 (7th Cir. 1996). In support of the hourly
rates sought by counsel, the plaintiffs offer the Krislov
& Associates firm and attorney biography, Mr. Krislov’s
affidavit, a letter to a client which includes certain billing
rates, and a chart from a 1998 article citing ranges of
billing rates purportedly charged by attorneys at Chicago’s
largest firms. I address this evidence in turn.
According to its firm biography, Krislov &
Associates specializes in "complex class and derivative
litigation, nationwide consumer, securities, municipal finance
and pension matters." Initially, I note that there is no
mention of election law or voting rights litigation. The firm
biography also includes information about the attorneys who
currently work at Krislov & Associates. However, three of
the attorneys for whom the plaintiffs seek fees are not
included in this biography, nor does Mr. Krislov’s affidavit
provide any information about these attorneys or otherwise
describe the work performed by his firm.
Evidence of an attorney’s market rate may
also include evidence of fee awards the attorney has received
in similar cases. See People Who Care, 90 F.3d at 1310,
1312. In his affidavit, Mr. Krislov describes his practice as
primarily one which operates on a contingency-fee basis, but
plaintiffs do not provide evidence of any fee awarded to Mr.
Krislov or his associates. Instead, Mr. Krislov presents, as
evidence of his firm’s actual billing rate, a May 1997
letter to a pension fund client which lists time expended for
a two and one-half month period and hourly rates for Mr.
Krislov of $425, Mr. Stein of $200, and Ms. O’Sullivan of
$100; the rates sought in this case for these individuals are
$465, $275, and $200, respectively. I consider this letter’s
contents but do not find it conclusive. Admittedly, an
"attorney’s actual billing rate for comparable work is
‘presumptively appropriate’ to use as the market
rate." Gusman v. Unisys Corp., 986 F. 2d 1146,
1150 (7th Cir. 1993). In this case, however, the attorneys
assert that their established billing rates are higher than
the rates they billed their client. Moreover, the work
referred to in this letter is not comparable to the work
required in the instant case. Instead, the letter is in regard
to an engagement in the firm’s speciality of suing pension
funds, not election law or a constitutional attack on a
statute. Nor do I know if the client actually paid this
amount, nor, again, does the letter identify the billing rates
of any other Krislov attorneys who worked on this case.
Finally, I do not find at all convincing the
chart from an Illinois Legal Times article, which apparently
summarizes a range of billing rates charged by the largest
firms in the nation. The plaintiffs do not provide the entire
article for context, and I cannot speculate as to how these
rates relate to a firm the size of Mr. Krislov’s. In
addition, competing conclusions may be drawn from the survey,
which presents a range of the rates charged by partners and
associates "billing high" and "billing
low." One possible conclusion is that propagated by the
plaintiffs, that Mr. Krislov should be billed out as high as
the most well-paid partners in the City of Chicago, and his
associates higher than any of their "big-firm"
counterparts. The other is that the rates claimed here are
grossly excessive. For example, at the global law firm of
Baker & McKenzie, partner billing rates range from $250 to
$395 per hour and associates from $140 to $250. At a firm more
comparable to his in size, the rates were between $120 and
$200 for partners and $96 and $130 for associates.
Accordingly, I find that the plaintiffs have
failed to support the hourly rates claimed in their fee
petition. In particular, the plaintiffs’ fee petition is
devoid of any biographical information relevant to
determining an appropriate hourly rate for Stephanie Simmons,
Colleen O’Sullivan, Sara Weisenthal, or either of the two
paralegals. Plaintiffs have provided nothing about the
backgrounds of these individuals, even such basics as what
year they entered the bar, significant cases, or areas of
practice. Having reviewed the docket, I note that Stephanie
Simmons made an early appearance in this case, so I presume
she is an attorney licensed to practice in Illinois. Colleen O’Sullivan
is mentioned once in the previously described client letter,
which identified her as a "clerk", so I presume that
she was a law student or not a member of the bar in 1997, yet
according to the billing records, Ms. O’Sullivan worked on
this case from March 1996 until October 1997.
The defendants offer the affidavits of A.L.
Zimmer, an attorney and the General Counsel for the Illinois
State Board of Elections since 1986, and Carl R. Draper, a
Springfield attorney who practices administrative and election
law. Both claim that the typical billing rates for lawyers
practicing election law is between $150 and $200 per hour. Mr.
Zimmer claims that the rates claimed by Krislov and Bogot
"are excessive measured by election law standards, their
level of experience, and the relative ease of making the case
they presented." Mr. Zimmer also questions the Krislov
firm’s expertise in Illinois election law and points out a
similar case in which a court awarded a $100 rate for
attorneys’ fees. Mr. Zimmer also notes that the Krislov firm
did not cite the Tenth Circuit opinion which was upheld in Buckley
v. American Constitutional Law Foundation, 525 U.S. 182
(1999), which formed the basis for the issue upon which the
summary judgment was granted in this case. Election-law
practitioner Mr. Draper largely concurs and adds that he
charged and was awarded $110 per hour for an election law case
which eventually landed in the Illinois Supreme Court, Lucas
v. Lakin, 175 Ill. 2d 166 (1997).
"If the court is unable to determine the
attorney’s true billing rate, however (because he maintains
a contingent fee or public interest practice, for example),
then the court should look to the next best evidence-the rate
charged by lawyers in the community of ‘reasonably
comparable skill, experience, and reputation.’" People
Who Care, 90 F.3d 1307, 1310 (7th Cir. 1996) (quoting Blum
v. Stenson, 465 U.S. 886, 892, 895 n. ll). Having recently
awarded fees in a voting rights case in Barnett v. City of
Chicago, No. 92 C 1683, (N.D. Ill. 2000), I am not without
some guide as to the rates qualified attorneys in this field
have been awarded. In Barnett, the lead plaintiffs’
attorneys were from the law firm of Miner, Barnhill and
Galland ("MBG"), a law firm comparable to Krislov
& Associates in size where much of their fees are also
generated on a contingency basis. However, MBG specializes in
class-action civil rights litigation, including voting rights
law, and thus its attorneys were well suited to represent the
plaintiffs. MBG has an excellent professional reputation and
performed well in my courtroom. Importantly, to support their
fee petition, MBG provided detailed affidavits from Mr. Miner,
lead counsel on the engagement, as well as from each attorney
explaining the attorney’s role in the litigation. MBG also
provided a curriculum vitae for each attorney with detailed
information about the attorney’s background, legal
experience -- including cases, and previous fee awards. The Barnett
case also presented much more complicated legal and factual
issues. As plaintiffs are aware, the class certification in
this case was largely uncontested by the Illinois Board of
Elections; in fact, the reason for the summary judgment grant
on the petition circulator issue was due to a Supreme Court
ruling in a similar case.
Using the MBG attorneys as a benchmark, I
award plaintiffs’ attorneys the following hourly rates. I
will allow Mr. Krislov to recover the same hourly rate awarded
to Judson Miner of $325, since Mr. Krislov, like Mr. Miner,
spearheaded the litigation. MBG’s Steven Mange, an attorney
who received his law degree in 1995 from New York University,
received a $175 per hour, so I will permit Mr. Bogot - - who
graduated in the same year and worked a great deal on this
case - - to recover the same hourly rate. Mr. Stein, who
graduated the prior year but only billed an hour to this case,
can also recover $175 per hour. I believe that these rates are
more than reasonable in light of counsel’s skill and
experience and prevailing market rates. I am tempted to
disallow all fees for the attorneys not described by the
plaintiffs, but since the defendants do not contest the entire
rate, and because I took the liberty of verifying in Sullivan’s
Legal Directory that these individuals are in fact Illinois
attorneys, I will permit the plaintiffs to recover the $150
hourly rate that the defendants declare is reasonable for
Stephanie Simmons and Sara Weisenthal. As to Colleen O’Sullivan,
the plaintiffs failed to disclose that she was not an attorney
and in fact implied that she was an attorney during her work
on this litigation. Therefore, I will not permit the
plaintiffs to recover for her services. I will allow the
paralegal charges but only at the rate awarded in Barnett
of $75 per hour.
B. Hours Expended
Having determined the appropriate hourly rates
the attorneys may seek, I now address the issue of the hours
actually spent, and decide whether to adjust them up or down
based on the Hensley factors. The standard for
determining whether hours are adequately documented is whether
the time records ‘taken in context’ enable the reviewing
court to identify ‘the substance of work done.’ Berberena
v. Coler, 753 F.2d 629, 634 (7th Cir. 1985). To determine
the number of hours reasonably spent, I must first determine
the number of hours actually spent and then subtract from that
figure hours which were duplicative, excessive, inadequately
documented, or otherwise unnecessary. Hensly, 461 U.S.
434.
Defendants object to all but a short list of
time entries, claiming most were unrelated to the
constitutionality of the Illinois Election Code provision
requiring a petition circulation to be a registered voter in
the candidate’s district. In the settlement agreement, the
parties reserved the plaintiff’s ability to seek fees for
this pending issue, if they prevailed, which they ultimately
did. Therefore, I will award plaintiff’s fees for the time
required to bring this issue to successful resolution. Time
spent preparing the complaint, certifying the class, and
otherwise moving the case along is inseparable from the issue
and will generally be included in the fee award.
Upon review, I find most of the hours expended
reasonable for the tasks described. However, I have deducted
the time spent for entries: 32272, 37381, 33442, 31958, 31957,
42265, 57682, as either unnecessary, unrelated to the
constitutional issue, or with descriptions too vague to
determine what the time related to. For example, Mr. Krislov’s
entry on February 27, 1996 for 1.5 hours was described as
follows: "Phone call with Mike Kreloff, discuss case with
EA, call from Les-Low Taxes Golden." I do not know who
Mr. Kreloff, EA, or Les-Low Taxes Golden are or what their
relationship is to this case, so I disallow the time. The
other entries are similarly vague or excessive.
C. Expenses
Plaintiffs initially requested $21,055.66 in
its fee petition and Joint Statement of Agreed and Contested
Matters with respect to the plaintiffs’ motion for fees and
expenses. After review of online research charges, this figure
has been reduced to $8,095. Plaintiffs attach a monthly
Westlaw summary of charges which identify each day’s entry
by "Elections" or some similar identification.
Although I generally permit reasonable charges for on-line
legal research, there is no indication of what issues were
researched. Without such information, I cannot analyze these
charges for duplicative efforts or reasonableness, so I must
deny the charges.
Plaintiffs also seek to recover copying and
library charges, as well as cabs to and from court. Defendants
object that these expenses are overhead and unsupported by
receipts. In Kossman v. Calumet County, 849 F.2d 1027,
1031 (7th Cir. 1988), the Seventh Circuit stated that
"expenses of litigation that are distinct from either
statutory costs or the costs of the lawyer’s time reflected
in his hourly billing rates - - expenses for such things as
postage, long distance calls, xeroxing, travel, paralegals,
and expert witnesses - - are part of the reasonable attorneys’
fees allowed by [federal civil rights statutes]." See
also Heiar v. Crawford County, Wisconsin, 746 F. 2d 1190,
1203 (7th Cir. 1984).
The plaintiffs also seek costs for certain
research and copying expenses; again, these are generally
reimbursable, but are not adequately described. The entries in
questions merely state "research election code and
copies" and "cases at Daley Center." To collect
for copying expenses, parties must typically provide the
number of pages, copies and the price per page. No such
information is provided, so plaintiffs may not recover for
these costs. I agree with my colleague Judge Grady regarding
cab fares within Chicago’s "loop." Washington
v. Pierce, 576 F. Supp 473, 476 (N.D. Ill. 1983) ("If
the client is willing to pay his lawyer’s taxi fares, that
is between them. But I do not believe taxi fares are properly
assessable against the losing party in addition to the hourly
rate assessed for the time in transit.") The offices of
Krislov & Associates are 3 blocks away from my courtroom.
This issue did not go to trial, so there was no reason to haul
exhibits or boxes which might have required a taxicab.
Therefore, the unsubstantiated cab fares are denied.
Conclusion
I therefore award attorneys’ fees in the
amount of $40,761,25, as follows:
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Attorney
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Rate
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Hours
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Fees
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Krislov
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325
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24.8
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$ 8,060.00
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Bogot
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175
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95.05
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$ 16,633.75
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Simmons
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150
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95.4
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$ 14,310.00
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Stein
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175
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1
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$ 175.00
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Weisenthal
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150
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2.8
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$ 420.00
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Stone
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75
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0.8
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$ 60.00
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Laramore
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75
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0.7
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$ 52.50
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Total
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220.55
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$ 39,711.25
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Defendants are also ordered to reimburse the
plaintiffs for the $120 fee to file the complaint.
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